("TRUBB") changed his holding of TRUBB securities for 20 times but failed to prepare and disclose all reports on changes in his holding to the SEC Office within the period specified in the

Limited ("TRUBB") changed her holding of TRUBB securities for 3 times but failed to prepare and disclose all reports on changes in her holding to the SEC Office within the period specified in the

her holding of AMC securities for 10 times but failed to prepare and disclose all reports on changes in her holding to the SEC Office within the period specified in the notification of the Capital

Alist Corporate Public Company Limited Alist Corporate Public Company Limited (“ALIST”) had duties to prepare and submit the default reports of bills and debentures, incident which affects or is

Group Lease Public Company Limited Group Lease Public Company Limited (“GL”), a securities issuer, delayed to prepare and submit the accurate financial statements and financial reports within the

KC shares to reach or pass a multiple of 5 percent of the total voting rights of KC. But he filed inaccurate reports (Form 246-2) of his holding of KC shares after such acquisition to the SEC Office

caused his aggregated holding of META shares to reach or pass a multiple of 5 percent of the total voting rights of META. But he filed inaccurate reports (Form 246-2) of his holding of META shares after

Three Sixty Five Public Company Limited Three Sixty Five Public Company Limited (TSF), a listed company, failed to prepare and submit the financial reports to SEC Office within the period specified

disclose all reports (Form 59-2) on changes in securities holding of his spouse to the SEC Office within the period specified in the notification. He later filed the report (Form 59-2) to the SEC Office

failed to prepare and submit the financial statement and financial reports within the period specified by the notification of the Capital Market Supervisory Board. SEC Act S.56(3) Settlement Committee