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filings the offeror + FA together submit the application and certify the correctness of information provided. 2. Listing in the Stock Exchange no restrictions listing in the Stock Exchange is required 3
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follows: Subjects High Net-Worth Investors Retail Investors 1. Application for sale of the units and submission of the filings the offeror + FA together submit the application and certify the
executives. 2. The issuers shall not fail to file the financial statements or related reports to the SEC/ SET. 3. The directors and executives shall be listed on the database of directors and executives of the
supervisor, who was approved by the SEC, co-sign to certify completeness of information provided in the applications, filings, reports and all document submitted to the SEC. Scope of works 1. Issuance and