The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
has published a hearing document on the above matter on SEC’s website www.sec.or.th/hearing . Any involved or interested persons are invited to express their opinions on the website, or via facsimile
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders. Following a report from Bualuang Securities PLC., the SEC further probed into the case
SEC Secretary-General Ruenvadee Suwanmongkol has signed off the Notification of the SEC Office regarding exemption of fees for filing the registration statement for offering of three types of debt
Bangkok, 28 February 2018 ? The SEC is seeking public comments on the proposed exemption from filing the application or the registration statement for the offer for sale of shares issued by social
Bangkok, 25 July 2022 – The Securities and Exchange Commission (SEC) has uploaded an information filing form specifically for the Zipmex Thailand case where its clients are affected by the company’s
different intermediaries. Such repetitive filing causes inconvenience and higher cost of accessing different capital market services from different intermediaries. This current practice may also affect the
filing IPO ซึ่งเป็นผลให้การนับระยะเวลา เพื่อให้แบบ filing IPO มีผลใช้บังคับต้องหยุดลงชั่วคราว สืบเนื่องจากข่าวการให้สัมภาษณ์โดยผู้บริหาร CHEWA และ ที่ปรึกษาทางการเงินปรากฏในหนังสือพิมพ์หลายฉบับ เมื่อวันที่
Exchange Commission Meeting No. 4/2565 passed a resolution approving the exemption from filing the registration statement with the SEC prior to the offering. This is to ensure that the offering of