years preceding the year of application filing toward the date of application filing. Provided that after the submitting the application, if it appears that the applicant has violation record under the
(..........................................................) CPA No……......................... Issued by …………………………. Audit Firm Name ………………………………………………… Country …………………………………………………………… Document Checklists for Fast Track Applicants (Please mark X for all that
คู่มือการส่งแบบ Filing online ชุดใหม่ (เริ่มใช้งาน 1 ตุลาคม 2553) การเริ่มต้นส่งข้อมูล Filing และ Filing ที่แสดงบน website 1. เมื่อเข้าสู่ website ของสำนักงานที่ www.sec.or.th ให้เลือกเข้าหน้าจอส่ง
relation to the customer complaint, specifying solvable and unsolvable complaints by category and filing the report to the Office, on a quarter basis, within fifteen days from the end of a quarter. (5
less than the amount specified under the law controlling the undertaking of such business. (2) Within three years preceding the year of application filing toward the date which an approval is granted
). Identify the names of the property appraisal firm and the lead appraiser, the appraisal date and the appraised price. In case of an IPO, the appraised price must not be older than one year after the filing
_____________________________________________________________________ 3. I/We have not had any record of violation of the laws or regulations of Home Jurisdiction in matters relating to the disclosure of material information to investors or Home Regulator, and have
are the material changes to the previous filing of the registration statement as chosen above
sometime, it shall control strictly namely determine the computer centre officer monitor the compliance all the time. [M] · Providing record system for entering the computer centre and such record shall
by CIS Operator ) [ ] 6. A document demonstrating that the investment policy and product restrictions of NRI CIS are in accordance with those specified by the Notification of the SEC Thailand relating