, the amended financial statements and the report of the amendment must be disclosed publicly via SETLink by 19 December 2024. ____________________ Remark: * SEC News No. 198/2024 headline: SEC files a
In case the customer files a complaint to the SEC Office which delivers the complaint to a derivatives broker, the derivatives broker shall report the results to the Office within thirty days from the
files the Registration Statement and draft prospectus together with filing the application to obtain approval, it shall be deemed that the submitted Registration Statement is the evidentiary documentation
deemed final. Clause 4 When a customer files a complaint to the SEC Office which sends the complaint to a securities company, the securities company shall solve the problem prescribed in the complaint
the issuing company files a registration statement and draft prospectus for an offer for sale of warrants and underlying shares together with the application form, it shall be deemed that the company
to be offered for sale which shall have the same characteristics of the forms and list specified in the registration statement. In the case where the CIS operator files the registration statement and
Thailand for foreign ETF operator. The person who files the application under the first paragraph shall pay the fee for examination of characteristics of foreign ETF units at the amount of fifty thousands
complaint handling officer according to the said notification within fifteen days from the date on which the claimant files the complaint; 2. the claimant’s complaint is not resolved within forty five days