; (2) The trust manager. After an application for an offering for sale of newly issued securities has been filed, but not yet approved, the persons under (1) and (2) shall have the same duty and
under the first paragraph shall be submitted together with an application for the offer for sale of newly issued securities under the law governing securities and exchange. Section 11. After the SEC
prescribed by the SEC. A proposed project under the first paragraph shall be submitted together with an application for the offer for sale of newly issued securities under the law governing securities and
securities has been filed, but not yet approved, the persons under (1) and (2) shall have the same duty and responsibility for disclosing information as the securities issuing company, and after the approval
offering of newly issued securities; (2) The trust manager. After an application for an offering for sale of newly issued securities has been filed, but not yet approved, the persons under (1) and (2) shall
the submitted reports or documents. SECTION 20. Any derivatives business operator which intends to cease operation in the derivatives business of the category so licensed or registered shall submit an
) finance companies; (3) credit foncier companies; (4) securities companies; (5) other juristic persons as prescribed by the SEC. A proposed project must be submitted together with an application for the
created where a written declaration to create the trust has been made and submitted to the SEC Office by the settlor, in accordance with the rules specified in the notification of the SEC. SECTION 12 A
declaration to act in trusteeship, a trust shall be created where a written declaration to create the trust has been made and submitted to the SEC Office by the settlor, in accordance with the rules specified