. Form 61-1 (Application for Approval of Auditor) .pdf file | .doc file 2. Form 61-2 (Certification and Consent of Audit Firm) .pdf file | .doc file 3. Form 61-3 (Notification for Change of
participating fund managers have the necessary experience and track record in managing retail funds, and funds offered under the framework are regulated and managed based on industry best practices. Regulatory
ผู้สอบบัญชี) .pdf file | . doc file แบบ 61-2 (หนังสือรับรองและยินยอมของสำนักงานสอบบัญชี) .pdf file | .doc file แบบ 61-3 (แบบแจ้งการเปลี่ยนแปลงสำนักงานสอบบัญชีที่สังกัด) .pdf file | .doc file
will have to abide by the “Standards on Qualifying CIS", a set of common requirements designed to ensure that the participating fund managers have the necessary experience and track record in managing
: Clause 1 Any securities company obtained some but not all of the securities business licenses in the category of securities brokerage, securities underwriting and securities dealing, may file an
Exchange Commission No. SorShor. 30/2558 Re: Approval of Foreign Auditors Related Forms Form 35 – foreign ETF .doc file / .pdf file Form 69 – CIS full .doc file / .pdf file Form 69 – CIS annually
The Notification of the Office of the Securities and Exchange Commission No. SorShor. 30/2558 Re: Approval of Foreign Auditors Related Forms Form 35 – foreign ETF .doc file / .pdf file Form 69
The Notification of the Office of the Securities and Exchange Commission No. SorShor. 30/2558 Re: Approval of Foreign Auditors Related Forms Form 35 – foreign ETF .doc file / .pdf file Form 69
the category of securities brokerage, securities underwriting and securities dealing, may file an application for additional securities business licenses it has not yet obtained by complying with rules
system, record keeping system and system for making reports concerning venture capital management; (4) be able to show that its human resource will be prompt and adequate with a view to responsibility for