responsibility in the investment-related field of the mutual fund management company. 2.2 The mutual fund management company shall organize knowledge enhancement or training sessions for their fund managers and
significant sources of financing, they have, in parallel, increased contributions to the country's economic growth and social development. The SEC* has set our vision as follows: “The SEC is ready to
in Thailand continuously for not less than 1 year; Having a manager and a person holding executive position responsible for the working field relating to asset appraisal who have knowledge and working
. - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - * The term ‘objectives’ includes long-term central ideas of the company as well as shorter term business objectives. The central ideas refer to the fundamental purpose, principles, vision, values and
the capital market according to the SEC’s vision. Some of the additional measures are: · Promoting exercise of investors’ rights by various means and through different media, such as
: Audit committee has the same roles and responsibilities as other directors, which are to establish policy or approve the vision, strategy, objective, business plan, and budget of the company, review
, inappropriateness, or deficiencies in performing the duties. FAs may resort to information from a specialist, having verified that the person is truly knowledgeable and competent in that field. FAs shall have a