their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex
coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market
their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his
providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose
director, senior portfolio manager, Asia, Morgan Stanley Investment Management (6) Jenn-Hui Tan, global head of stewardship & sustainable investing, Fidelity International (7) Danielle Welsh-Rose, ESG
servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter
be able to specify ways to prepare SMEs related to the industrial sector that want to raise funds according to the needs and readiness of SMEs at each stage of development in order to facilitate it
want to start investing. The event also provides other tools for lives after retirement, for example, Start-to-Invest application, SEC Check First application, Retirement-Checkup application, and
เข้าร่วมกิจกรรม และการบรรยายพิเศษเพื่อเยาวชนในหัวข้อ “การออมและการป้องกันภัยกลโกงการลงทุน” ที่เน้นเนื้อหาการเงินพื้นฐานเพื่อเยาวชนให้รู้จัก ใช้เงินเป็นด้วยหลัก Need&Want เห็นเงินออมกับเคล็ดลับการตั้งเป้า
who want to trade in stocks, mutual funds or futures contracts. Investors who open investment accounts through NDID do not need to re-authenticate. Therefore, they can start their investment faster