prices of any securities will increase or decrease and WHA did not notify such negotiation to the Stock Exchange of Thailand. SEC Act S.239 Settlement Committee Meeting No. 2/2016 Settlement Committee

Asian Insulators Public Company Limited Asian Insulators Public Company Limited (AI), a securities issuer, submitted the inaccurate financial statements for the year 2013 to the SEC Office on

posts through his personal Facebook account that JKN was the first and sole owner of genuine hemp products and the company had a 24-hour time rental with a television station to conduct its business

other persons’ accounts in such a way as to take advantage of other persons by using non- public material information concerning the fact that SUPER would sell off its assets of all kinds in its core

2020. Moreover, the Appeal Court ordered the defendant to reimburse Appeal Court fees and attorney fees to the plaintiff.16/10/2019 The Civil Court delivered a judgement that the defendant had

("IFEC"), behaved in a way that obstructed Board of Director meeting and Shareholder meeting in order to elect new directors to replace vacancies under Section 83 of the Public Limited Companies

launder money causing damages to ADAM even though it was known at that time that Kitha was being investigated by the National Anti-Corruption Commission (“NACC”) on a case relating to rice-pledging scheme

known at that time that Kitha was being investigated by the National Anti-Corruption Commission (“NACC”) on a case relating to rice-pledging scheme and Kitha was not qualified to be a listed company in

review responsibility of her audit group. She had the authorized access to view the draft financial statements in the EY information system and disclosed the inside information of the three companies to

Ms. Uraiwan Sae-lee During 7 July 2020 – 2 November 2020 Ms. Uraiwan Sae-lee and Mr. Telapon Sinchai colluded to manipulate the stock price of Multibax Public Company Limited (“MBAX”) by placing