Clause 3; “ fee ” means a fee for undertaking business according to license; “ income ” means an income before deducting expenditures from undertaking business according to license; “ investment unit ”4
under the Innovation Development Program to Support Provision of Capital Market Services [regulatory sandbox]. “ fee ” means a fee for undertaking business according to license; “ Exchange ” means the
(1) และ (2) แล้ว บริษัทจัดการจะสามารถคิดค่าธรรมเนียมการจัดการ (“management fee”) ได้ตามขอบเขตดังนี้ โดยข้อมูลเกี่ยวกับการรับเงินค่าตอบแทนจากกองทุนรวมต่างประเทศถือเสมือนว่าเป็นข้อมูลเกี่ยวกับ management
issue date. Clause 7 The application fee and the license for establishment shall be according to the following rates: (1) the application fee for the establishment of an association related to securities
(management fee) ค่าธรรมเนียมผู้ดูแลผลประโยชน์ (trustee fee) ค่านายทะเบียน (registrar fee) ค่าที่ปรึกษาการลงทุน (advisory fee) ……………………………………………….. ค่าใช้จ่ายอื่น ๆ รวมค่าใช้จ่ายทั้งหมด* * ไม่รวมค่านายหน้าซื้อ
request and application fee ( Approval request fee of 50,000 baht due to the following cases: ( (1) First time request for approval (the applicant has never requested an approval before); ( (2) Request for
brokerage" means brokering or representing any person in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration therefrom
condition that the person giving advice does not receive a fee or a reward, either directly or indirectly, for such giving an opinion or sharing knowledge or experience, for example, not receiving a share of
as securities registrar; (6) diagram of the organizational structure of the work unit which will be responsible for providing services as securities registrar; (7) rates of fees and methods of fee
. Opinions of the executives on the audit quality control in the previous accounting period 7 6. List of audit engagement clients in the previous accounting period and the associated fee 7 7. Safeguards