(Unofficial Translation) 1 Licensing Manual: Application for Approval of Capital Market Auditor Authority: the Office of the Securities and Exchange Commission (public agency) Rules, procedures and
licensed firm Give advice Retail investors Licensed & regulated by Home regulator ACMF pass holder Fast-track approval Give advice Non-Retail investors Attachment is subject to host’s Laws and Regulation
Provincial Waterworks Authority Attention: Directors and Managers The Stock Exchange of Thailand CC: Secretary-General of the Office of the Securities and Exchange Commission, Thailand Attachment: Map of the
relations. The SFC is the principal regulator of the securities and futures market in Hong Kong and the primary authority for regulating retail funds offered to the public in Hong Kong. The role of the SFC is
of gross profit per every 100km of road transport, which is predominantly generated from fuel revenue. • The commercial proposition: ALD proposes a premium pricing model of A$0.60/kWh for fast charging
affiliated with the audit firm; 2. I or a person with equivalent authority in the audit firm, the audit firm, other partners or equivalent, other licensed CPAs, or assistant auditors in the audit firm who has
provisions in Clause 4(3) shall be applicable, mutatis mutandis. (3) having transparent disclosure of information related to execution of trading transactions which includes sufficient, fast and appropriate
หมายถึง ใช้เกณฑ์เดียวกับ IPO และเลขท่ีข้อ ท่ีระบุในตาราง หมายถึง เลขท่ีข้อ ในร่างประกาศว่าด้วยการขออนุญาตฯ IPO ภาค 2 หมวด 1 ส่วนท่ี 1 PO ปกติ ภาค 2 หมวด 2 ส่วนท่ี 1 PO fast track ภาค 2 หมวด 2 ส่วนท่ี 2
violation The SEC Office issues an administrative order to enforce any regulated person. The SEC Office presents the case to the competent authority. End Administrative Order Issuance Administrative Sanction
their partnership especially in the fast growing airbag market. The operation is expected to start by 1st Quarter of 2022. Please be informed accordingly. Yours faithfully, (Mr. Souvik Roy Chowdhury