be properly supervised by the business providers and for a more effective supervision system to make the regulatory system more efficient and comply with international standard, such as, the right to
SEC Secretary-General Ruenvadee Suwanmongkol said: “Today, SEC has issued the Notification prescribing the standard single form for opening an account for investment in all types of capital market
The SEC is proposing to revise the rules and related guidelines on the establishment of information technology system, which have been in force since 2016. The proposed changes aim to keep pace with (1) the changing IT usage in business practices, (2) the increasingly sophisticated technical approaches and mechanisms of cyber threats, (3) the revisions to preventive measures for addressing security pitfalls previously causing IT incidents in the capital market, and (4) the updated IT rules and g...
to the IT Standard Rules this time are summarized as follows: (1) Establishing IT-related risk assessment criteria to define the entity’s risk level and to specify standards of IT security controls
comparison with foreign laws. TDRI is studying the pertinent laws in order to prepare suggestions for amendment of the Securities and Exchange Act. So far the study has covered the laws of 5 major countries
. In addition, crowdfunding will be promoted for SMEs and startups as an alternative channel to raise fund for business development more conveniently. So far, regulations regarding debt crowdfunding have
compliance with international standard sustainable investment criteria, and subject to stricter oversight than other regular mutual funds. Once established, Thai ESG Funds must set an investment policy and
SEC Secretary-General Ruenvadee Suwanmongkol (second from left) and SEC Assistant Secretary-General Praoporn Senanarong (far left) met with IOSCO Secretary-General Paul Andrews (middle) and IOSCO
Sukwilai (far right), Director of Civil Case Enforcement Bangkok Office 1, gave a warm reception on this special occasion. In collaboration with this event, the SEC made a charitable donation to the
, Committee Member (second right)5. Mr. Thitiwat Wongwanakul, Committee Member and Assistant Secretary (far right)6. Mrs. Pornanong Budsaratragoon, SEC Secretary-General (third left)7. Mr. Anek