follows: Protection of shareholders' right and fair treatment of shareholders Transparent and fair shareholding structure; Directors, executives and major shareholders do not have conflict of interests or
, subsidiary, associate company do? Is it a product or a service? From which business is the major income derived? How is the trend of the industry? Can the company compete with other business competitors? Are
Derivatives Business 1. Securities brokerage 1. Derivatives brokerage 2. Securities dealing 2. Derivatives dealing 3. Investment advisory service 3. Derivatives advisory service 4
in the Category of Investment Advisory Service B.E. 2545 By virtue of Section 7 and the fourth paragraph of Section 90 of the Securities and Exchange Act B.E. 2535, which is an Act containing
less than 2 days. Allocation of the investment units to the investors shall be appropriate and fair. The offering for sale of the investment units to retail investors is subject to additional rules as
less than 2 days. Allocation of the investment units to the investors shall be appropriate and fair. The offering for sale of the investment units to retail investors is subject to additional rules as
ผู้ถือหลักทรัพย์รายใดไม่ประสงค์จะถือหลักทรัพย์ของกิจการต่อไป ผู้ถือหุ้นใหญ่รายใหม่ก็จะต้องมีช่องทางในการเสนอซื้อหลักทรัพย์นั้นอย่างเป็นธรรม (fair exit and fair treatment) หลักสำคัญอีกประการหนึ่ง คือ การ
investors can exercise their rights pursuant to CD / warrant A price indicated by considering demand / supply, for instance, a price acquired by book building A fair price calculated by a financial advisor
their intentions, the mutual fund management company shall provide them with an option to exit from the mutual fund before the completion of the amalgamation/merger with a sufficient period and with fair
values using a fair price. The value per investment unit shall be rounded up to a minimum of 10 decimal digits according to international standards. (2.3) Increase or reduce the number of investment units