the SEC Office regarding Approval of Auditors and will perform my work in accordance with such Acts and Notification. I fully realize that in case I fail to comply with the Securities and Exchange Act
act which results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or
, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or any person authorized in writing from the
report on the liquidation results as per the form provided in the Office’s electronic system within thirty days from the date on which the liquidation is completed, unless the unitholders fail to collect
มีระดับ โทษเริ่มต้นตั้งแต่ พัก 1 ปี – เพิกถอน 2 ปี 3) ไม่ปฏิบัติหน้าที่เย่ียงผู้ประกอบวิชาชีพ มีระดับโทษเริ่มต้นตั้งแต่ พัก 3 เดือน หรือ 1 ปี – เพิกถอน 2 ปี 4) ละเลยการตรวจสอบดูแลตามสมควร* (fail to
investment from the SEC Office fail to be listed on the Stock Exchange of Thailand within a period of two months as from the date when the allotment is announced by the SEC Office, such allotment shall be
shall be completed within one year from the effective date of this Notification. Should the management company fail to effect such amendment within the specified time, the Office may order dissolution of
) receiving and managing complaints appropriately; (e) taking action against members who violate or fail to comply with standards and ethics regarding appraisal profession; 9 (f) organizing training courses