rules stipulated therein. Chapter 1 Requirements on the Application for Approval for the Establishment of a Fund _____________ Division 1 Features of the Fund to be Approved _______________ Clause 9 The

with the approval of the Office; (4) Be a member of the association and shall refrain from violating relevant professional code of conduct and standards as specified by the association, in any aspects

supporting system which comprises of the following: (a) personnel or units responsible for supporting of the establishment and management of the fund in all aspects. There shall be orderly systematic

the relevant professional code of conduct and standards as specified by the association, in any aspects material to maintaining its status as professional, or in any aspects which would affect the

....................................................................................................................................................... ....................................................................................................................................................... ....................................................................................................................................................... ( - Specify the key features of th...

measures. The intermediaries shall assess risks and impacts of various crises and shall arrange a reasonable measure to support. The crises can be classified into 5 aspects, as follows: 9.1 Economic/physical

management company’s responsibility, or intentionally making false statements in any material aspects or concealing material facts which should be declared in the application for an approval to act as a mutual

or conceal the truth that should be disclosed which cause deception to customer or may make them misunderstand in any material aspects. Clause 27. Derivatives broker shall arrange to have complaints

ผลการทดสอบ - การจัดเก็บเอกสาร (14) การบริหารความต่อเนื่องทางธุรกิจในด้านความมั่นคงปลอดภัยของระบบสารสนเทศ (information security aspects of business continuity management) เช่น - การกำหนดมาตรการรองรับ

Security Incident Management; 2.13 Information Security Aspects of Business Continuity Management. Notified this 12th day of September 2016. (Mr. Rapee Sucharitakul) Secretary-General Office of the