the securities, including the amount and price. He also asked the client to leave the ATS saving account with him so he could help the client trade securities. In addition, he rehearsed the client in
partial investment. Sakkarin then tricked the client into believing that he would join the investment and leave the purchased shares in the client's account. The client therefore transferred money to
. Moreover, the existing laws may be impractical for capital market misconduct whereby important evidence is usually in the possession of the offenders contrary to other criminal cases that leave more traces
transactions, and review the total balance in the confirmation document sent from the responsible asset management company. In any case, investors should not leave their fund passbooks and savings passbooks with
UNDP and SEC have agreed to promote the capital market’s understanding of the meaning and principles behind sustainability, the Leave No One Behind Agenda, and sustainable finance. The agencies will
undesirable to leave the progress of learning and improvement being done individually and because the new law requires the appointment of Data Protection Officer (DPO) in every organization, ACIOA, therefore
consideration. The Sub-Committee opined that the tender offer rules aim to protect securities holders in cases of change in control over the business by providing fair exit and fair treatment to shareholders who
เปิดโอกาสให้ผู้ถือหุ้นที่ไม่เห็นด้วยกับการเปลี่ยนแปลงผู้มีอำนาจควบคุมกิจการสามารถขายหุ้นของตนได้อย่างเป็นธรรม (fair exit) และได้รับการปฏิบัติอย่างเท่าเทียม (fair treatment)? ดังนั้น การที่นายบีเสนอซื้อ