Bangkok, October 7, 2009 ? SEC has now required that asset management companies and securities firms with Limited Brokerage, Dealing and Underwriting (LBDU) license disclose more clearly foreign

Offeror : UNITED OVERSEAS BANK LIMITED | Date of submission of the Statement of Intention : 09/08/2004

Offeror : UNITED OVERSEAS BANK LIMITED | Date of submission of the Statement of Intention : 22/05/2006

Bangkok, December 4, 2013 ? The SEC is seeking public comment on revision of the rules to allow licensed brokerage firms to expand the service on overseas investment in a wider range of financial

Bangkok, December 21, 2011 - The SEC Board agreed in principle to allow offer for sale of foreign Collective Investment Scheme ("CIS") to non-retail investor in Thailand in accordance with the 2010

securities or positions in derivatives or foreign currencies overseas to a Thai business operator that they wish to use its services. In this regard, investors must present information to prove sources of

The amendments aim to enhance suitability for the risk profile of the foreign issuer and alignment with the changing contexts and landscape of the bond market. In this regard, five relevant

Currently, the existing regulations require that the foreign issuer of baht bonds comply with the approval and disclosure rules in the same manner as other types of bonds. Additionally, to issue and

Offeror : UNITED OVERSEAS BANK LIMITED | Date of submission of the Statement of Intention : 03/10/2005

scheme, to allow: local investors to invest in foreign products overseas, foreign financial products to be offered in Thailand and foreign intermediaries to provide cross-border services to local non