paragraph to submit any necessary document or report within the appropriate period for the purpose of considering the capability to maintain its net capital. Clause 6 The derivatives broker may not reduce the
period as it deems appropriate. Clause 3 A derivatives broker shall not reduce its paid-up capital to the extent that its shareholders’ equity is decreased unless permission is granted by the SEC. Clause 4
A derivatives broker shall not reduce its paid-up capital to the extent that its shareholders’ equity is decreased unless permission is granted by the SEC. Clause 4 This Notification shall come into
established SPTs to reduce Scope 1 and 2 emissions by 60% by 2025 and 85% by 2030, which are in line with a trajectory to 100% by 2050. Sustainalytics considers the SPTs to be aligned with the issuer’s
DISCLOSURES (TCFD) IMPLEMENTATION TRUE BECAME AN OFFICIAL TCFD SUPPORTER IN JULY 2021 1/16 COMPANIES IN THAILAND BENEFITS: PREVENT & REDUCE BUSINESS RISK CREATE OPPORTUNITIES SELF-ASSESSMENT
derivatives broker shall act as follows: (1) cease any derivatives trading which may result in entering a new derivatives position for such client except for any derivatives trading which may reduce the risk of
workings of the securities and futures industry; to provide protection for the investing public; to minimise crime and misconduct in the securities and futures industry; to reduce systemic risks in the
– (a) the issuer's principal bankers to the extent the issuer has a continuing relationship with such entities; (b) the sponsor for listing or issue manager to the offer; (c) the underwriter to the offer