with respect to securities to the extent that it affects the business operation of the relevant securities clearing house or central securities depository, the securities clearing house or central
that time a great deal has changed in the Asian corporate governance landscape, in great measure due to the continued operation of the Asian Roundtable. Moreover, the OECD Principles were themselves
stakeholders in corporate governance; The Principles encourage active co-operation between corporations and stakeholders and underline the importance of recognising the rights of stakeholders established by law
. Thatûs why the SECûs 2004 operation plan will focus on two key areas. The supervision will ensure that transactions in the capital market comply with rules and regulations and are adequately fair. In
-General ]6 . . . . . . . . [ MESSAGE FROM THE SECRETARY-GENERAL ] (Mr. P rasa r n Tra i r a t vo raku l ) Sec re t a r y -Gene ra l In 2001 many measures of the SEC were put into operation. In our attempt
are enforceable under the SEC Act, the violation of which is a criminal offence. The extent of the SEC’s authority is further defined in SEC notifications, in which details of its context and powers
asset business, and the requirement that any business operator that cannot maintain its net capital to meet the criteria must cease its business operation immediately in order to prevent any damage to
power to appoint steering groups in support of the Board's and the SEC's operation to ensure transparency, efficiency and integrity of the organization. SEC Statement 11 C O R P O R A T E R E V I E W12 In
. mof: ministry of Finance nVdR: non-voting depository receipts OAG: office of Auditor general OeCd: organization for economic co-operation and development PLCA: Public limited companies Act 1992
Deputy Secretary-General Tipsuda Thavaramara said: ?Making an electronic transaction and applying FinTech to business operation are still a challenge in Thailand mostly because the governing laws are