Index was due to the initiative on communication strategy. By using a conference call with the World Bank assessors in Washington D.C., the Thai SEC, together with the Court of Justice and the Department
forth by the SEC Board and supervise compliance and enforcement of the securities laws. The SEC Office is headed by Secretary-General who is appointed by the Cabinet upon the Minister of Finance’s
and approved by the Minister of Finance. Fund mobilization The Ministry of Commerce was responsible for registration of prospectus for securities offering of public limited companies and acted as the
Documents of Eveidence 1 ● Unauthorized use of a trading account by investment consultant ● Damage caused by inappropriate advice or incomplete information given by investment consultant/unit seller. ● Full
About Us SHARE : Detail Content How We Operate The SEC is an independent state agency established by the virtue of the Securities and Exchange Act BE 2535. Our main duties are to promote, develop
-Pacific Regional Committee (APRC). The SEC has also participated in several IOSCO’s working groups. The SEC was elected Chairman of the IOSCO APRC Committee during 2005-2008. This reflects the significance
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