period of 3 years prior to the application date. - ( Except having passed the CISA Level 2 or higher 4 apart from having academic background as specified in 1-3, having been approved or registered to
has been approved or registered to perform duties similar to investor contact from a regulatory organization of the countries accepted by the Office, in case the investor contact has obtained approval
underlying purpose of the Royal Decree on Digital Asset Businesses B.E. 2561 (2018), which has come into force on 14 May 2018, is to regulate and supervise offering of digital tokens and undertaking of digital
entering into exchanging in-kind for making delivery; (b) the client shall demonstrate that it has been an order to purchase units of foreign ETF while placing short selling order, in case of short selling
selling by means of entering into exchanging in-kind for making delivery; (b) the client shall demonstrate that it has been an order to purchase units of foreign ETF while placing short selling order, in
performance of the fund shall be made only when it complies with the following rules: (UNOFFICIAL TRANSLATION) 7 (a) the ranking or award specified in the advertisement has been granted by an agency or
) “Association” means any association relating to securities business, which has been approved by and registered with the Office, whose objective is to promote and develop securities business in the category of
establishment to the Office. In case that the application for establishment and management of the mutual fund has not been approved by the Office, the company shall state [in the advertisement] that the mutual