can be submitted to the SEC before the filing the original application for approval 4. Submit activity reports on wealth advisory operation (particularly item 4.1) to the SEC, so that the SEC can use to
can be submitted to the SEC before the filing the original application for approval 4. Submit activity reports on wealth advisory operation (particularly item 4.1) to the SEC, so that the SEC can use to
ago or such behavior is not severe to the extent that the person should not be entrusted to perform duty as auditor of entities in the capital market, the SEC may disregard such facts as a cause for
" followed by words stating infrastructure activity types under the IFF's investment. 5. An IFF is established as a close-end fund. 6. Infrastructure assets under the investment plan shall be clearly specified
" followed by words stating infrastructure activity types under the IFF's investment. 5. An IFF is established as a close-end fund. 6. Infrastructure assets under the investment plan shall be clearly specified
Trust (REIT) is a fund mobilizing vehicle for business entities to finance the current activity or to develop a new project. A REIT provides investors with an alternative in investment, and benefits from