upon any members of executive committee (its agent), managing director (its agent) regarding the determination, and alteration of the date, time, and venue of the Extraordinary General Meeting of
, or negotiation with clients is made via telephone or electronic means, the securities company shall keep records of such action by using a tape recorder or an electronic data recording device. Clause
, or negotiation with clients is made via telephone or electronic means, the securities company shall keep records of such action by using a tape recorder or an electronic data recording device. Clause
โดยอัตโนมัติ 1 Can the plaintiff directly question the defendant and witnesses at trial? 2 Do shareholders automatically receive preemption rights every time Buyer issues new shares? 9 2.2 Extent of
system to prevent damage caused by risk arising from business operation to the extent that it does not have an adverse affect on the business operation of the securities company. Risk to be taken into
to prevent conflict of interest; (2) risk management system to prevent damage caused by risk arising from business operation to the extent that it does not have an adverse affect on the business
Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products issued by the SFC, as may be amended, supplemented or otherwise modified from time to time. (p
Securities and Exchange Commission; (7) “derivatives clearing house” means any derivatives clearing house licensed by the Securities and Exchange Commission; (8)2 “closing time of normal trading session” means
Securities and Exchange Commission; (7) “derivatives clearing house” means any derivatives clearing house licensed by the Securities and Exchange Commission; (8)2 “closing time of normal trading session” means
derivatives position is held in order to secure the performance of derivatives contract; (5)1 “market closing time” means the closing time of the afternoon trading session of derivatives exchange. Clause 2 A