SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
product is designed based on an extensive distribution and client network of life insurance companies and their agents. To avoid repetition and to increase efficiency of supervision, thereby facilitating
' right. The SEC ensure that all stakeholders can exercise the right and express their constructive views for the development and supervision of the capital market via extensive two-way communication and
scope. While these and past notifications from the SEC and SET are useful in and of themselves, the various regulations and voluntary guidance issued over the years have been extensive and are not always
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9017 SEC to revise regulations on capital requirement for digital asset business operators to reflect risks. Presently, the digital asset business operators are
category of digital asset exchange https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9017 SEC to revise regulations on capital requirement for digital asset business operators to reflect risks. Presently
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7348 SEC to revise regulations on capital requirement for digital asset business operators to reflect risks. Presently, the digital asset business operators are