Building Confidence in the Capital Market No. 27/2013 No further extension of deadline for TUCC’s financial statements Bangkok, March 22, 2013 - The SEC rejected to grant further extension of
Building Confidence in the Capital Market No. 63/2015 No extension for submission of TIES’ 2014 and Q1/2015 financial statements Bangkok, May 22, 2015 – The SEC did not grant Thai Industrial
independently and without bias, advancing beneficiary or client interests as their primary obligation. 1.3 Capacity and effective management Institutional investors should be led by boards and staff with the
Commission No. SorKhor. 39/2554 Re: Extension for Period of Approval and Filing Application for Approval of Extension of Personnel in Capital Market Business in Special Circumstances Whereas the first
Building Confidence in the Capital Market No. 66/2015 No further extension of deadlines for AIE and AI financial statements Bangkok, May 27, 2015 – The SEC notified AI Energy Plc. (AIE) and its
conflicts of interest and prioritise advancing the best interest of clients. Principle 3: Make informed investment decisions and engage in active ongoing monitoring of investee companies. Principle 4: Apply
our role and fiduciary responsibilities: Principle 1: Adopt a clear written Investment Governance Policy. Principle 2: Properly prevent and manage conflicts of interest and prioritise advancing the best
fiduciary responsibilities: 1. Adopt a clear written Investment Governance Policy 2. Properly prevent and manage conflicts of interest and prioritize advancing the best interest of clients. 3. Make informed
Building Confidence in the Capital Market No. 10/2017 SEC grants a second extension to KC special audit report submission Bangkok, 13 March 2017 – The SEC has extended the deadline for submitting the
Building Confidence in the Capital Market No. 103/2014 Extension of deadline for VTE financial statements Bangkok, July 21, 2014 – The SEC extended the deadline for submitting Vintage Engineering Plc