Individual Clients (SEC Circular SEC. Thor. 1/2547) To be filed within seven days of the following week. Monthly Reports Unaudited Monthly Financial Statement (Form Bor.Lor. 2 & Bor.Lor. 2/1
shall be terminated. Following actions are required: 1) Inform the SEC of the case within 15 days from the closing date of the IPO; 2) Refund the subscription payment and any interests thereof within
latest business day shall be announced and disclosed to the Stock Exchange within the following business day; (2.2) For mutual fund which investment units are not securities listed in the Stock
securities listed in the Stock Exchange, the NAV and the investment unit values as of the latest business day shall be announced and disclosed to the Stock Exchange within the following business day; (2.2
clients or the custodian within the period mutually agreed upon by the private fund management company and the clients; (2) In the case of management of a provident fund, the private fund management
shareholders to offer PO within two years Report the offering results to the SEC within 15 days Public Offering (PO) Secondary Public Offering (SPO) Private Placement (PP) of shares: in case of a non-listed
process for the allocation of IPO shares to sponsors which complies with related criteria." The result of sale of IPO shares must be reported within 30 days after the closing date in the digital system of
outstanding units in one trading day; (2.2) The total number of investment units redeemed within 5 consecutive business days exceeds two-thirds of the outstanding units. (calculated by the total number of