-based workplace exploitation and how is it being implemented?” โดยได้กล่าวถึงบทบาทของ ก.ล.ต. ในการสนับสนุนให้บริษัทจดทะเบียนสร้างสภาพแวดล้อมในการทำงานที่คำนึงถึงการเคารพสิทธิมนุษยชนและความเท่าเทียมทางเพศ
Bangkok, 31 October 2017 ? The SEC has filed criminal complaints against former directors and executives of The International Engineering Public Company Limited (IEC) and their associates, totaling 25 persons, with the Department of Special Investigation (DSI) for jointly committing fraudulent acts, misappropriating the company's assets and seeking unlawful gains, which has caused damage to IEC. Their misconduct also included arranging or allowing fabrication of accounting records inconsistent w...
Before providing investment service in the capital market, intermediaries, such as securities companies and asset management companies, must know their investors or clients’ detailed information by conducting the process of Know Your Client (KYC) so that they can provide appropriate services. Nowadays, an electronic KYC or e-KYC has been introduced to make KYC processes faster and become more efficient.SEC understands the benefits of encouraging the intermediaries to do e-KYC. Not only e-K...
Facebook page "Manipulation Trading Gold" : Unlicensed securities and derivatives business (Disclosure Date : 27/06/2025)
Bangkok, June 30, 2011 - The Settlement Committee imposed a fine of B333,333 on Krit Pitimanaaree for aidding or abeeting to share price manipulation of Ascon Contruction Plc. (ASCON) during January
Bangkok, February 19, 2014 - The SEC revealed that the Settlement Committee imposed a total fine of 2,166,666.66 baht on {A} {B} and {C}, as well as {D} and {E}, the aiders and abettors, for manipulating share price of Thai Plastic and Chemicals Plc. (TPC). With the referral from the Stock Exchange of Thailand on irregular trading of TPC shares by a group of persons, the SEC probed into the case and found that on October 3, 2012, {A} {B} and {C} had colluded to trade TPC shares through their own...
Bangkok, January 22, 2014 - The SEC revealed that the Settlement Committee imposed a total fine of 26,665,197.12 baht on {A} as the principal, as well as {B} {C} and {D} as the aiders and abettors, for manipulating share price of Rich Asia Steel Plc. (RICH). With the referral from the Stock Exchange of Thailand (SET) on irregular trading of RICH shares by a group of persons, the SEC probed into the case and found that from May 10th July 31, 2007, {A} in colluding with other persons had t...
Bangkok, November 18, 2010 ? The Settlement Committee imposed a fine of 333,333.33 baht on Kajonchai Ngamvorarojsakul for aiding or abetting the manipulation of Focus Development and Construction Plc
Bangkok, January 19, 2012 - The SEC has suspended six investor contacts for involving in the share price manipulation of Traffic Corner Holding Plc. (TRAF), currently M Pictures Entertainment Plc
Bangkok, November 24, 2011 ? The Settlement Committee has imposed fines on Annop Limprasert and Kamthorn Prueksrisakorn for manipulating the share price of RS Plc. (RS) at the total amount of 1 million baht. Following the Stock Exchange of Thailand (SET)'s report on the irregular trading of RS shares due to a particular group of people, the SEC probed into the case and found that during November 13-16, 2007, Annop connived or agreed with Kamthorn to trade RS shares in a manner that inflated a...