except for reselling or transferring made under the requirements of the repurchase transaction. (b) segregating under self-safekeeping which shall be done in the manner that can clearly identify without

law or investing in promissory note issued by a finance company or the TSFC Securities Limited, or other investment specified by the Office, which is clearly defined in such bank deposits or promissory

consultation by incorporating in-depth information on each client in order to specifically plan and provide investment consultation on capital market product in line with the risk tolerence and the investment

. is clearly separated from those to be offered to the public, which is already disclosed in the registration statement and draft prospectus; (2) allotment of securities left from subscription of all

derivatives investment management, as the case may be. In this regard, the details of such outsourcing shall be specified clearly in the details of the fund scheme, or a client who is a provident fund or a

) 2., 3., 4., or 5. is clearly separated from those to be offered to the public, which is already disclosed in a registration statement and draft prospectus; (2) allotment of securities left from

made under the requirements of the repurchase transaction. In proceeding to comply with Paragraph 1, derivatives broker shall clearly specify in such deposit account or investment that the undertaking by

restricted to offer investment units for sale specifically to institutional investors , ultra-high net worth investors , high net worth investors and big retail investors ; “ accredited investor fund ” means a

price and: (2) In the case where the bid-offer price is conditional, the securities company shall clearly clarify the conditions to the counterparty , and the securities company shall be allowed to refuse

for clients prior to trading for itself, unless clients clearly set out trading conditions otherwise. Clause 24 A securities company shall clearly determine methods and procedures for amending trading