to 500,000 baht, plus a daily fine of 10,000 baht until the period of violation ends.In addition, Global Consultant publicly advertised that the company had a team of experienced and expert investment
: www.ppi-advisory.com to lure investing public that it had very knowledgeable and experienced adviser team to provide appropriate investment advice and management for the clients. The SEC probed into the
of professional and experienced experts to render financial knowledge and advice as well as manage portfolios suitable for different clients? profiles via three websites: www. giltedgeintl.com, www.on
Trust status with the SEC. The SEC is therefore conducting the public hearing on the proposed principles and draft relevant notifications, requiring VC or PE Trust preferring revenue tax exemption to
Trust status with the SEC. Such VC or PE Trust must also have qualifications in accordance with the rules, procedures and conditions as specified by the Director-General of the Revenue Department. The
two previous years. Participants will be incubated with advice in technology and fintech startups from teams of successful and experienced experts, while being educated the related supervision. This
number of salespersons sufficient for providing services to investors, the new rule will pave the way for experienced staff to seek sales licenses provided that they meet certain conditions to maintain the
positions while his capital market investment consultant status was also suspended, effective from September 6, 2014. Three capital market investment consultants, namely {B}, {C} and {D} as well as a
(IC) ตามลักษณะความซับซ้อนของตราสาร รวมทั้งกำหนดคุณสมบัติของ IC ให้มีความรู้ความเชี่ยวชาญที่สอดคล้องกับประเภทตราสารที่ขายด้วย นอกจากนี้ จะมีการเพิ่มจำนวน IC ที่มีคุณภาพ (experienced staff) เข้าสู่ระบบ
, including experts and experienced persons in the bond market, namely (1) SEC Secretary-General, (2) Mrs. Pornanong Budsaratragoon, (3) Mrs. Pattera Dilokrungthirapop, (4) Mr. Arsa Indaravijaya, and (5) Mr