/Documents/ActandRoyalEnactment/Act/explan-trustact.pdf (Translation) this Act; (3) record the ownership or right over the trust property, incomes, expenses and debts of the trust and any relating accounts of

on prevention of conflicts of interest (“COI”) in managing a mutual fund as well as to monitor and oversee acts that may cause COI, unfair characteristic or cause unitholders to lose the interest that

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property, incomes, expenses and debts of the trust and any relating accounts of the trust; (4) oversee and collect interest of the trust; (5) allocate interest to beneficiaries; 14 (6) control, audit and

this Act; (3) record the ownership or right over the trust property, incomes, expenses and debts of the trust and any relating accounts of the trust; (4) oversee and collect interest of the trust; (5

person to manage a trust in accordance with Section 37, if there is any expenses, proceeds or other properties obliged to pay a third person which a trustee rightfully pays from property held in its own

as collateral for securities trading of any person; (6) allowing any person to receive benefits or oversee payments related to or because of one’s own securities trading; or (7) transferring or

a mutual fund and shall monitor and oversee acts that may cause a conflict of interest to the unitholders and any acts that may have an unfair characteristic toward the unitholders or may cause the

fund manager shall prepare an account segregating all fund assets by recording incomes and expenses according to the types of funds, as follows: (1) in case of pooled fund, the incomes and expenses of

Minister and such remuneration shall be considered as operating expenses of the SEC Office. Section 14. The SEC Office shall have the duty and power to perform any act for the implementation of the SEC’s