. He is now Chairman of the Executive Committee, Siam Piwat Co., Ltd. and Chairman of the Council of State Group 12. Mr. Chaiyawat Wibulswasdi Mr. Chaiyawat is a financial expert member of the Board. He
Agency ● Internal Management 57 Board of the SEC 58 Appellate Committee 59 Sub-committees and Steering Group 66 Arbitrators 67 Executives Officers 68 Capital Market Performance 2001-2003 72 Investigation
the Board. She obtained a B.A. and an M.A. in Economics from Keio University, Japan and a Ph.D. in Economics from Washington University, USA. She was Deputy Governor, Financial Institutions Policy Group
Advisory Group Meeting - a regional seminar focusing on market supervision and enforcement; ë Enforcement Training School - an annual forum hosted by the SEC for IOSCO APRC members to gain and exchange
as well as the deliberations of a Working Group in May 2010. The report was en- dorsed by consensus at the annual meeting of the Asian Roundtable, 3-4 October 2011 in Bali, Indone- sia. The next phase
] Legal Group • responsible for providing legal advice on rulemaking and keeping up to date with legal developments. Enforcement Group • responsible for monitoring and investigating unfair securities
pros and cons and the costs of compliance 4. Seek approval for the measure from SEC Board/CMSB/SEC Office 5. Conduct public consultation on the measure: focus group meetings/public hearings This
; Remitting the remaining income to the State after deducting the expenses and reserves as approved by the Minister. 6.2 Accountability towards regulated persons and the public Organizing a focus group and/or
Stability Board’s (FSB) Key Standards for Sound Financial Systems serving FSB, G20 and OECD members. They have also been used by the World Bank Group in more than 60 country reviews worldwide. And they
actions with respect to risk management: (1) establish a written comprehensive risk management policy framework that covers all risk areas, with approval of its board of directors or the working group