variations have caused SEC extra time on processing the data for regulatory use. In addition, the current regulation which requires the operator to submit the report in paper form to SEC has incurred an
transfers, counterfeited the investor’s signature to execute redemption transactions, and used the ATM card to withdraw money from the banking account and spent it for her own benefit. Such wrongful acts
of unit-linked insurance policies. He did not deliver the money to the company and spent the money for his own interest instead. As a result, the clients’ insurance policies and the protection
any expenses incurred from investigating the offence. He was also barred from serving as a director and executive of securities issuing companies and securities companies for a specific period.*Since
with responsibility, due care and loyalty. As a result, the Civil Sanction Committee ordered {A} to pay a civil fine, compensate the SEC for any expenses incurred from investigating the offence, and
an equal amount to the benefit received or should have been received, reimbursement of the investigative expenses incurred by the SEC, and bar from serving as a director or executive in a securities
quarter of 2016 because they failed to present correct information on the liabilities incurred from the company's issuance of bills of exchange (B/E). KC is also required to have a special audit on such B/E
for preventing and suppressing digital asset-related frauds and faster measures to contain damage incurred from such frauds that affect the investing public. The next step is to discuss methods and
liabilities incurred from the bills of exchange issuance.The initial deadline for submitting the special audit report and the amended financial statements was 6 February 2017.KC requested an extension to the
2014, which recorded 80.54 million baht net earning.Charin managed to avoid loss incurred from the fall of the PAP share price after the company reported the aforesaid information to the SET later on 11