Bangkok, February 8, 2016 ?? The SEC has filed a criminal complaint with the Economic Crime Suppression Division of the Royal Thai Police (ECD Police) against Richard Dunston Malpass, a British nationality, on account of operating securities business without license.? Several foreign investors informed the SEC that Mr. Malpass, who resided in Thailand, had solicited them to transfer their pension funds from overseas to make investment based on his advice for the sake of tax benefits and long-ter...
SEC Secretary-General Ruenvadee Suwanmongkol stated on 17 September 2019 that SEC had a meeting with ASCO and the senior executives of every securities company and derivative contract business
SEC Secretary-General Rapee Sucharitakul (4th from left) posed with senior executives from capital market businesses at “the SEC Conference 2019: Capital Market for All,” which highlighted the
Bangkok, October 1, 2014 ? The SEC Board appointed Tipsuda Thavaramara, Senior Assistant Secretary-General as a Deputy Secretary-General. The appointment becomes effective as from October 1, 2014
attitude to become a responsible citizen along with raising awareness on life cycle financial planning among general public, particularly teenagers and working aged persons. The program runs in four parts
. Ms. Peangpanor Boonklum Senior Executive Vice President, Office of General Counsel, PTT Public Company Limited. 3
Public Category consisted of: 1 Ms. Nopnuanparn Pavasant, SEC Assistant Secretary-General (Financial Innovation)2 Mr. Nattawat Woranopakul, DGA Senior Executive Vice President3 Dr. Marut Buranarach
Arthur Robbirt, a British citizen, on account of jointly operating securities business without license.The SEC has been informed by foreign investors residing in Thailand that Global Consultant ? located
Authority ประเทศนิวซีแลนด์ และ Mr. Gerard Fitzpatrick, Senior Executive Leader จาก Australian Securities and Investments Commission (ASIC) ประเทศออสเตรเลีย
risk management capacity and lower potential disruption to the overall market in compliance with international standards. Essentially, the amendment would require that the senior management of securities