December 2015 with a remaining valid term; (b) derivatives under (a) are not renewed after 16 December 2015. Clause 3 This Notification shall come into force from 6 January 2004. Notified this 23rd day of
. Clause 5. The registration as a qualified fund supervisor shall be valid for a period of three years as from the date specified in the letter of notification of such registration. In cases where a person
สำหรับ กรณีที่เอกสารการขึ้นทะเบียนของ regulator ต่างประเทศไม่แสดงสถานะ valid ในวันที่ยื่นคำขอ ความเห็นชอบ เนื่องจากการลาออกจากต้นสังกัดในต่างประเทศ ให้ผู้ประกอบธุรกิจที่เป็นต้นสังกัด หรือตัวบุคลากรเองมี
operator of the outcome of the application for approval under Clause 2 (1) (a) within thirty days from the date of receipt of the valid and completed documents, except in case it is necessary to examine
; □ (2.3) Personnel planning for business expansion (if any). In the case where no personnel has been hired, the applicant shall submit the criteria for qualifications of such position. □ 5. Other supporting
shall consider the application and notify the derivatives business operator of the outcome of its consideration within sixty days from the date of receipt of such application together with all valid and
position to be as required by the rules, and receives the permission from the Office to expand their business operation For the purpose of the first paragraph hereof, “Expansion of operation” means: (1
from the Office prior to such expansion or change. In the case where the management company has been permitted to establish a branch office which is not an online branch, the management company shall
starts its operation; (4) not being ordered by the Capital Market Supervisory Board or the Office to restrict its business expansion or cease its operation, or in the process of rectifying its operation by
certificates representing the rights to purchase debentures issued in accordance with Section 33 shall be valid upon delivery of such securities with the endorsement of transfer by a person having his name as