Corporate Finance 33 Broker-Dealer 36 Asset Management 43 Investment Adviser 48 Enforcement 53 Market 57 International Cooperation 60 Corporate Affairs Appendices 63 Capital Market Performance 2002-2004 69
.......................................................................................................... Corporate Affairs .................................................................................................................. International Relations
● Development of Debt Instrument Secondary Market Expansion of Investor Base and Distribution Channels for Investors and Promotion of Investment Culture ● Additional Mutual Fund Management Licenses in the Thai
-General SEC Board SEC Executives SEC Statement Market Review Action Plan 2008 Key Events in 2007 Corporate Finance Securities Business Market Infrastructure Development Enforcement International Relations
Expansion of Investor Base and Distribution Channels Coupled with Promotion of Investment Culture ■ Additional Mutual Fund Management Licenses to Promote Professional Management in the Thai Capital Market
B.E. 2530 (1987) to be in line with the International Organization of Securities Commissions (IOSCO)?s principles, and to promote active engagement of market participants regarding securities business
Governance Code for Institutional Investors (I Code) Announcement of Signatory of the I Code List of Code Signatories Examples (International) Corporate Governance Code 2017 Concept CG Code Practice
Governance Code for Institutional Investors (I Code) Announcement of Signatory of the I Code List of Code Signatories Examples (International) Corporate Governance Code 2017 Concept CG Code Practice
and Mission The SEC’s vision, mission and objectives aim at supervising and developing the capital market to be efficient, transparent, inclusive, reliable, and in accordance with international
. Study international supervisory measures and standards 3. Conduct regulatory impact assessment: Analyze the pros and cons and the costs of compliance 4. Seek approval for the measure from SEC Board