The SEC is hosting the Asia Pacific Takeovers Regulators Conference 2019, an annual platform for expanding cooperative network within the region and sharing views on regulatory frameworks and
found that {A} did not record a number for securities trading orders submitted for a number of clients. {A} admitted that he took trading orders via mobile phone.Failure to keep complete record of the
intermediaries.? The amendment proposal aims to strengthen IT security protection for intermediaries to cope with potential new types of risk arising from the use of new technologies such as mobile devices and
to consultation papers and more convenient participation in the hearing process. The website is accessible via multiple devices such as desktop, tablet and mobile phone, to fit the users
when the SEC lays out further guidelines for supporting SMEs access to capital market fundraising. 3) Launching mobile application SEC Check First and web-based application Retirement Checkup, SEC’s two
derivatives and structured notes. The revisions include expanding underlying assets of derivatives and SN to cover all investible assets as well as revising SN definition and underlying assets in the category
investors better. Key changes in the amendment include:- Expanding the payment amount of redeemed investment units on the unit trading day- Allowing asset management companies to fix the fund’s constant net
a number of orders via mobile phone. For {B}, the SEC probed into the case and found that she failed to keep complete record of a number of a client's securities trading orders and admitted that the
, Start a journey to your dream? zone, investors will learn more about investment discipline. Moreover, mobile application ?start-to-invest? and the website www.moneywellplan.com are awaiting to offer our
การปฏิบัติงานโดยใช้อุปกรณ์เคลื่อนที่ (mobile device) และการใช้บริการ cloud computing เป็นต้น จึงเปิดรับฟังความคิดเห็นร่างประกาศหลักเกณฑ์เกี่ยวกับการรักษาความมั่นคงปลอดภัยระบบเทคโนโลยีสารสนเทศของผู้