sufficient information for investors to make an informed investment decision. Existing shareholders affected by dilution – the company must disclose clear and sufficient information in the notice calling
) bear obligations to the securities clearing and settlement system NCR ≤ 10 . 5 % or NC ≤ 1 . 5 million baht Notifies and files with the SEC daily Net Capital ( NC ) reports until NC
ESOP (the difference is that EJIP is based on existing shares, whereas ESOP involves issuing new shares for capital increase) Principles Creates returns to directors or employees Application of
Transferable Subscription Rights (TSR) is an instrument to enable investors with liquidity to sell or transfer their subscription rights. TSR is an instrument issued by a listed company to existing shareholders
shall not affect the existing rights of the unitholders. (2) The mutual management company may allow the unitholders to switch their investment units from one class to another. The procedure for the
based on existing shares, whereas ESOP involves issuing https://www.sec.or.th/EN/Pages/LawandRegulations/EmployeeJointInvestmentProgram.aspx English (United States) InfrastructureFund total income of the
-existing facts. 6. Complete disclosure of information in accordance with the prescribed form. 7. Not being in default om principal or interests of any debt securities or in default on a loan payment. 8
an investment decision, or misled investors in a manner of concealing or disguise or making up non-existing facts. 8. Complete disclosure of information in accordance with the prescribed form
-existing facts. 6. Complete disclosure of information in accordance with the prescribed form. - Applicable to the offering of bonds only. - Application shall be submitted for an approval. The following