investors purchasing securities – the company is required to have appropriate qualifications and disclose sufficient information for investors to make an informed investment decision. Existing shareholders
and employees to create motivation to work and build the sense of ownership of the company. It is similar to ESOP (the difference is that EJIP is based on existing shares, whereas ESOP involves issuing
sell or transfer their subscription rights. TSR is an instrument issued by a listed company to existing shareholders without having to request for approval and submit filing. However, the company must
Content Management of Mutual Fund 12. Classification of investment units (1) Classification of investment units shall not affect the existing rights of the unitholders. (2) The mutual management
Content Management of Mutual Fund 12. Classification of investment units (1) Classification of investment units shall not affect the existing rights of the unitholders. (2) The mutual management
disguise or making up non-existing facts. 8. Complete disclosure of information in accordance with the prescribed form. - Applicable to the offering of bonds only. - Application shall be submitted for an
making an investment decision, or misled investors in a manner of concealing or disguise or making up non-existing facts. 6. Complete disclosure of information in accordance with the prescribed form
facts, insufficient for making an investment decision, or misled investors in a manner of concealing or disguise or making up non-existing facts. 6. Complete disclosure of information in accordance with
such information was incomplete, contrary to facts, insufficient for making an investment decision, or misled investors in a manner of concealing or disguise or making up non-existing facts. 6. Complete
disguise or making up non-existing facts. 6. Being licensed or registered as the derivative dealers pursuant to the Derivatives Act, B.E. 2546. 7. Having exposures to the underlying or derivative position