partner or a shareholder, except: (a) being an advisor or a director of a securities company who has no power of management in the securities company; (b) in the case where the exemption has been granted by
that this English translation is strictly for reference. _____________ Notification of the Securities and Exchange Commission No. Kor Jor. 18/2551 Re: Exemption from Filing of the Registration Statement
securities company shall have the following qualifications: (1) Having academic qualification and work experience in accordance with the following rules, except being granted an exemption by the Office: (a) In
company shall have the following qualifications: (1) Having academic qualification and work experience in accordance with the following rules, except being granted an exemption by the Office: (a) In respect
) “major shareholder” means any shareholder or beneficial owner of shares holding more than 10% of the total number of the applicant’s voting rights shares; For the purpose of the first paragraph, a
precious metal in Thailand; (3) “major shareholder” means any shareholder or beneficial owner of shares holding more than 10% of the total number of the applicant’s voting rights shares; For the purpose of
precious metal in Thailand; (3) “major shareholder” means any shareholder or beneficial owner of shares holding more than 10% of the total number of the applicant’s voting rights shares; For the purpose of
Does free float affect shareholder wealth? New evidence from the Stock Exchange of Thailand* Associate Professor Dr. Pattaragit NETINIYOM* Abstract This research aims on the investigation on
million baht by convertible bond 265 million baht and its interests 7 million baht, and 35 million baht in cash. For loan which company lend to SUTG, it is not related transaction due to exemption
, the company wishes to request for exemption from the Securities and Exchange Commission, as follows: Name Prohibited characteristics requested for exemption