a loss of market integrity at great cost, not only to the company and its shareholders but also to the economy as a whole. Most Asian economies have undertaken significant reforms in recent years
in an audiovisual format in a bid to respond to the changing behaviors of investors, who tend to use the Internet more as a channel to receive information and do not spend as much time on reading
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
market as a whole and minimize impacts on the rights of involved parties. “Capital market” is an intangible place, made up of stakeholders from securities issuers, investors, intermediaries, securities
market as a whole and minimize impacts on the rights of involved parties. “Capital market” is an intangible place, made up of stakeholders from securities issuers, investors, intermediaries, securities
Industry and Be a Firm and Fair Regulator ● Proposed Changes of the Structure of the SEC ● Procedures for Issuing Rules and Regulations Governing the Capital Market ● Roles of the SEC as Law Enforcement
the years, which led to otherwise avoidable damages and erosion of confidence in the capital market and the Thai economy as a whole. The SEC, therefore, will continue on with its timely and relentless
technology and innovation strategies. The SEC monitors factors which may affect the reliability and stability of the capital market as a whole, including systemic risk, and collaborates with other financial
shareholders, either for individuals or for the policy of the scheme as a whole. Shareholder approval should also be required for any material changes to existing schemes. 5. Shareholders should be able to vote
Office, the claimant shall submit a statement of claim in the Form OrYor. 1 prescribed by the Office, together with documents and evidence as specified in such form and shall make sufficient copies of the