Kannithi Aviation Company Limited Kannithi Aviation Company Limited failed to prepare and submit 10 results of the bill of exchange sale report to Securities and Exchange Commission Office later than

Thanathip Consult Company Limited Thanathip Consult Company Limited failed to prepare and submit 10 results of the bill of exchange sale report to Securities and Exchange Commission Office later than

Company Limited (SSC) shares. The Form 247-4 did not disclose that Mr. Charoen Sirivadhanabhakdi is the controlling person of SSNL who provides funding for SSNL’s tender offer of SSC shares. SEC Act S

Upbit Exchange (Thailand) Company Limited Between February 18, 2021 and November 21, 2021, Upbit Exchange (Thailand) Company Limited, a digital asset exchange and a digital asset broker, prepared and

accurate tender offer report (Form 247-4) of SSNL’s holding of Sermsuk Public Company Limited (SSC) shares on October 28, 2010. The Form 247-4 did not disclose that Mr. Charoen Sirivadhanabhakdi is the

Upbit Exchange (Thailand) Company Limited Between August 1, 2021 to March 31, 2022, Upbit Exchange (Thailand) Company Limited, a digital asset exchange and a digital asset broker, kept customers'

Upbit Exchange (Thailand) Company Limited Between January 20, 2021 and July 31, 2021, Upbit Exchange (Thailand) Company Limited, a digital asset exchange and a digital asset broker, kept customers

Upbit Exchange (Thailand) Company Limited Upbit Exchange (Thailand) Company Limited (“Upbit”), a digital asset exchange and a digital asset broker, prepared and submitted the inaccurate audited

Home Product Center Public Company Limited Home Product Center Public Company Limited ("HMPRO") had duties to report the results of bills of exchange sale to the SEC office within November

Upbit Exchange (Thailand) Company Limited Upbit Exchange (Thailand) Company Limited (?Upbit?), a digital asset exchange and a digital asset broker, had duties to submit a financial statement for the