increases in investment, the mutual fund management company shall take following actions: Excess from Increases in Investments Excess from obtaining exemptions Excess from operations in good
increases in investment, the mutual fund management company shall take following actions: Excess from Increases in Investments Excess from obtaining exemptions Excess from operations in good
or cash-equivalence. The number of units allocated to any persons or a group of the associated persons shall not be over 50% of the units sold. Information disclosure and advertisement Compliance with
กฎเกณฑ์แล้ว ก.ล.ต. มีกระบวนการในการดำเนินการ ดังนี้ 1. ศึกษามาตรฐานจากหน่วยงานกำกับดูแลต่างประเทศและมาตรฐานสากลเพื่อกำหนดหลักการ 2. เปิดรับฟังความคิดเห็นหลักการ (public hearings / focus group) 3. นำ
under the first paragraph for the year this Ministerial Regulation comes into force, exceeds license fee payable under this Ministerial Regulation, the excess shall be deemed as advance payment, either
under the first paragraph for the year this Ministerial Regulation comes into force, exceeds license fee payable under this Ministerial Regulation, the excess shall be deemed as advance payment, either
: Detail Content Group 1: Information disclosure that may cause damage to investors and capital market 1.1 Inform, disseminate, or certify any statement of information that is materially misleading
: Detail Content Group 1: Information disclosure that may cause damage to investors and capital market 1.1 Inform, disseminate, or certify any statement of information that is materially misleading
/CMSB/SEC Office 5. Conduct public consultation on the measure: focus group meetings/public hearings This step ensures that the measure to be taken is appropriate, practical and respectful to
specific investor or group of investors whether in private or public. Calculations of the offering price Shares : offering price CD