work for such persons to have full or partial managing power in the securities company.
uncertainty concerning entity’s ability to continue as a going concern (paragraph........); ( 5.2 An uncertainty relating to the future outcome of exceptional litigation or regulatory action (paragraph
apply) ( 5.1 Using of going concern assumption appropriate but a material uncertainty exists (paragraph number.......) ( 5.2 An uncertainty relating to the future outcome of exceptional litigation or
, departmental director or any equivalent position called otherwise, and shall include a person having entered into an agreement for full or partial power of management. “ general investor ” means an investor who
otherwise, and shall include a person having entered into an agreement for full or partial power of management. Clause 2 The operation under a regulatory sandbox of a person who is approved by the SEC Office
partnerships, and limited companies shall apply mutatis mutandis to the liquidation of the fund. 10 During the liquidation process, if the liquidator deems it appropriate, he may make a partial payment to the
ก่อนครบอายุ โดยจะต้อง แสดงรายละเอียดเกี่ยวกับมูลค่าเวนคืนเงินสด (surrender value) รวมทั้งการยกเลิกกรมธรรม์บางส่วน (partial surrender value) อย่างชัดเจน โดยกรณีที่เป็นกรมธรรม์แบบสะสมทรัพย์ อาจแสดงมูลค่า
Section 67 : (1) fails to pay partial or total fees as specified by Section 8(2); (2) contravenes or fails to comply with Section 25, Section 26, the first paragraph of Section 30, Section 31, Section 32
, to any person with whom the derivatives business operator enters into an agreement authorizing such person as well as those who work for such person to have full or partial power of management in its
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...