uncertainty concerning entity’s ability to continue as a going concern (paragraph........); ( 5.2 An uncertainty relating to the future outcome of exceptional litigation or regulatory action (paragraph
apply) ( 5.1 Using of going concern assumption appropriate but a material uncertainty exists (paragraph number.......) ( 5.2 An uncertainty relating to the future outcome of exceptional litigation or
companies may participate in the test, mutually observe or let the main service providers notify the BCP test to companies. Division 9 Examples of emergency incidents which may cause major operational
prescribed in the Derivatives Act B.E. 2546 (2003) including the Notifications and circular notices issued or laid down the guideline of implementation to such Act. (3) not being under restriction or
the duties similar to fund manager. (2) Specific Rules (a) Being a manager of the management company or holding any position from second to manager down to department director whose role is responsible
documentation by 31 December 2009. Clause 36 All notifications of the SEC Office, orders, and circulars which are issued under or that lay down the guidelines under the Notification of the Securities and Exchange
any position from second to manager down to department director who take responsibility in the line of work relating to investment management of the management company. If such person fails to proceed
เครื่อง คอมพิวเตอร์ (file sharing) ( กำหนดให้ผู้ใช้งานต้อง shut down คอมพิวเตอร์ส่วนบุคคลทุกครั้งหลักเลิกใช้งาน ( กำหนดให้ผู้ใช้งานต้อง log off จากระบบงานทันทีเมื่อใช้งานระบบงานเสร็จ ( อื่น ๆ โปรดระบุ
business In case the company invests in a company which is having problem relating to financial position and outcome of business operation, such as a financial institution which was closed down or controlled
same standard, the Office lays down a guideline for the management company to arrange to have operating systems for appropriate management of fund. Where the management company has arranged to have an