management company arising from such termination, with the exception of the case that the agreement is made with a client that is a provident fund or the Government Pension Fund; (5) In the case of a margin
management company arising from such termination, with the exception of the case that the agreement is made with a client that is a provident fund or the Government Pension Fund; (5) In the case of a margin
been found. (an exception case shall be specified). 4. Procedures for holding investment units over One-Third Limit Where any person or Associated Person hold investment units over one-third of the
been found. (an exception case shall be specified). 4. Procedures for holding investment units over One-Third Limit Where any person or Associated Person hold investment units over one-third of the
) The Subcommittee has a duty to propose policies and workplans for developing organizational governance, as well as frameworks for recruitment of officers, remuneration determination, and evaluate the
frameworks for recruitment of officers, remuneration determination, and evaluate the performance of the Board, the Capital Market Supervisory Board, the SEC office, the subcommittee and the Secretary-General
size. Evaluate the sufficiency of the internal control system at least once a year. Qualifications of the Chief Financial Officer (CFO) and accountants Public Offering (PO) Secondary Public