management company arising from such termination, with the exception of the case that the agreement is made with a client that is a provident fund or the Government Pension Fund; (5) In the case of a margin
management company arising from such termination, with the exception of the case that the agreement is made with a client that is a provident fund or the Government Pension Fund; (5) In the case of a margin
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been found. (an exception case shall be specified). 4. Procedures for holding investment units over One-Third Limit Where any person or Associated Person hold investment units over one-third of the
been found. (an exception case shall be specified). 4. Procedures for holding investment units over One-Third Limit Where any person or Associated Person hold investment units over one-third of the
are available in the AGM Checklist). 2. The Thai Investors Association assigns AGM volunteer observers to participate and assess the AGM quality of listed companie s. Assessment Results SET
Providers: include fund supervisors, (sub-) custodians, proxy advisers, investment consultants and trustees. 4. Process to become a Signatory to the I Code Assess the company's readiness to implement the I
are available in the AGM Checklist). 2. The Thai Investors Association assigns AGM volunteer observers to participate and assess the AGM quality of listed companie s. Assessment Results SET
Providers: include fund supervisors, (sub-) custodians, proxy advisers, investment consultants and trustees. 4. Process to become a Signatory to the I Code Assess the company's readiness to implement the I
IPO companies. A Financial Advisor also has to monitor its clients’ implementation of such CG policy and assess the appropriateness of such policy. A Financial Advisor should give advice to its