the risk occurs, how much it will affect invested capital? Disclosed information Detailed explanation concerning particular risk on the company Chance of risk occurring Effects on the company if the
disclosed through the portal. Regulatory Summary Duties and qualifications Related Rules and Regulations The Notification of the Securities and Exchange Commission No. GorJor. 16/2561 Re : Criteria
distribution channels of the investment units of all mutual funds under management. i.e. A report on mutual fund's investment information / performance data of the mutual fund, to be disclosed within 15 days
distribution channels of the investment units of all mutual funds under management. i.e. A report on mutual fund's investment information / performance data of the mutual fund, to be disclosed within 15 days
company to have a special audit on such financial statements and report the result of such audit to the SEC. The information concerning the special audit shall also be disclosed on the SEC website for the
confidence in publicly disclosed corporate financial information. The Securities and Exchange Act of 1992 requires that the auditor of the entities in the capital market be approved by the SEC so that the SEC
reporting disclosed to the public. The SEC requires the auditor in the capital market to attach to the audit firm equipped with audit quality control system. These efforts will support the Thai capital market
investment units from an asset management company which offered for sale of investment units by presenting a false prospectus; - Purchasing securities from a securities issuing company who disclosed
investment units from an asset management company which offered for sale of investment units by presenting a false prospectus; - Purchasing securities from a securities issuing company who disclosed
) Fact sheet of foreign ETF to be disclosed to investors in Thailand shall be prepared in accordance with the format and contents provided herein. On-going requirements of CIS Operator The followings are