excellent score in the Corruption Risk Management Systems Assessment 2023 and higher score in the Integrity and Transparency Assessment 2024 02/08/2024 Download All Document No. 158/2024 SEC Board approves
exercise their rights at the upcoming bondholders’ meeting 05/08/2024 | No 161 / 2024 Longroot (Thailand) was revoked of its approval as an ICO Portal 02/08/2024 | No 159 / 2024 SEC receives excellent score
obtained “Very Good” or “Excellent” overall corporate governance scoring under the IOD “Corporate Governance Report of Thai Listed Companies 2014” combined with the assessment results of at least 70 percent
obtained “Very Good” or “Excellent” overall corporate governance scoring under the IOD “Corporate Governance Report of Thai Listed Companies 2014” combined with the assessment results of at least 70 percent
lawyer or the Lawyers Council of Thailand under the Royal Patronage. How SEC Complaint Center handles a complaint: ● SEC Complaint Center will commence handling of your complaint when it has been
service shall be in form specified in the SEC’s Notification. Clause 10 The licensee to operate securities business in the category of investment advisory service shall commence securities business
ระดับ ดังนี้ (1) ผลปฏิบัติงานดีเยี่ยมอย่างชัดเจน (Excellent) (2) ผลปฏิบัติงานดีมาก สามารถปฏิบัติงานได้เกินความคาดหวังของระดับตำแหน่ง (Over-Expectation) (3) ผลปฏิบัติงานเป็นที่พอใจ (Satisfactory) แบ่ง
ระดับ ดังนี้ (1) ผลปฏิบัติงานดีเยี่ยมอย่างชัดเจน (Excellent) (2) ผลปฏิบัติงานดีมาก สามารถปฏิบัติงานได้เกินความคาดหวังของระดับตำแหน่ง (Over-Expectation) (3) ผลปฏิบัติงานเป็นที่พอใจ (Satisfactory) แบ่ง
private fund management shall commence securities business operation after the SEC Office, having completed its inspection, is of the view that the licensee has already provided arrangements for its
mutual fund management shall commence securities business operation after the SEC Office, having completed its inspection, is of the view that the licensee has already provided arrangements for its