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assurance that it is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or risky industry? - Finance and Securities - Banking - Digital Assets

https://www.sec.or.th/TH/Documents/Auditor/QAQR-04.xlsx

Excel_Tool_Thailand_Taxonomy_ENG.xlsx

transport of employees; • passenger transport by man- or animal-drawn vehicles. Operations only Direct (tailpipe) CO2 emissions of the vehicle are zero N/A The activities that are not compliant with green

https://www.sec.or.th/TH/Documents/LawsandRegulations/ResourceCenter/Excel_Tool_Thailand_Taxonomy_EN...

QAQR-01.xlsx

quality objective as mentioned in TSQM1 and 2? If not, please provide the details of the minimum objectives that are absent and describe any reasons for their absense. 1.2 Does the audit firm completely

https://www.sec.or.th/TH/Documents/Auditor/QAQR-01.xlsx

QAQR-02.xlsx

ultimate responsibility over the system of quality management (SOQM) functions within the firm? B3 Does the person that has ultimate control in the firm be a CFO or managing partner of the firm? If not, how

https://www.sec.or.th/TH/Documents/Auditor/QAQR-02.xlsx

QAQR-08.xlsx

reserve? A3 Does the monitoring process required those performing the engagement or the engagement quality management review are not involved in inspecting the engagements? A4 Does the firm have monitoring

https://www.sec.or.th/TH/Documents/Auditor/QAQR-08.xlsx

QAQR-03.xlsx

engagement if effective safeguards could not be applied? 17 Does the firm have a system for identifying all services performed for clients, including services performed by entities closely aligned through

https://www.sec.or.th/TH/Documents/Auditor/QAQR-03.xlsx

CB-20240501.xlsx

คอร์ปอเรชั่น จำกัด (มหาชน) META 9 Call Warrants on AAV Issued by YUANTA # Call Warrant on AAV Issued by YUANTA# A AAV19C2405A 8 Call Warrants on ADVANC Issued by KGI # Call Warrant on ADVANC Issued by KGI# A

https://www.sec.or.th/TH/Documents/RiskManagement/ListName/CB-20240501.xlsx

CB-20240616.xlsx

ซี.ไอ.กรุ๊ป จำกัด (มหาชน) CIG 9 Call Warrants on EA Issued by KKPS # Call Warrant on EA Issued by KKPS# A EA06C2406A 9 บริษัท มิสแกรนด์ อินเตอร์เนชั่นแนล จำกัด (มหาชน) MGI 9 Call Warrants on SCGP Issued by KKPS

https://www.sec.or.th/TH/Documents/RiskManagement/ListName/CB-20240616.xlsx

CB-20230601.xlsx

(มหาชน) PPPM 17 บริษัท สกาย ทาวเวอร์ จำกัด (มหาชน) STOWER 17 Call Warrants on JAS Issued by ASPS # Call Warrant on JAS Issued by ASPS # A JAS08C2305A 16 บริษัท กุลธรเคอร์บี้ จำกัด (มหาชน) KKC 16 บริษัท

https://www.sec.or.th/TH/Documents/RiskManagement/ListName/CB-20230601.xlsx

CB-20231201.xlsx

Warrants on DELTA Issued by KGI # Put Warrant on DELTA Issued by KGI# A DELTA13P2312A 8 Call Warrants on IRPC Issued by KGI # Call Warrant on IRPC Issued by KGI# A IRPC13C2312A 8 Put Warrants on JMT Issued

https://www.sec.or.th/TH/Documents/RiskManagement/ListName/CB-20231201.xlsx